Financial Services Regulatory
The financial sector knows quite some dynamics when it comes to new legislation. The expectations of clients and supervisors become more important for parties active in the financial markets. In order to be successful in this regulated market, it is important to timely recognise the impact of (new) legislation and implement it in the right way.
Advice on implementation of legislation
PwC Legal assists you with the challenges you are facing when implementing new legislation, risk management and compliance requirements. We advise on different aspects of financial law to banks, insurers, asset managers, fund managers and other market parties. We do this in cooperation with our extensive international network of Financial Services subject matter experts in several disciplines.
How we can help
- General legal and regulatory advice.
- Gap- and impact analysis of new and existing legislation and drafting implementation plans.
- Review and drafting of internal procedures and policies.
- License applications for regulated activities, such as banks, payment service providers, insurers and alternative investment fund managers.
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